Securities and Exchange Commission
WASHINGTON, DC - MAY 22: Securities and Exchange Commission Chairman Mary Schapiro prepares to testify before the Senate Banking, Housing and Urban Affairs Committee about derivatives reform in the Dirksen Senate Office Building on Capitol Hill May 22, 2012 in Washington, DC. The committee questioned the regulators about 'reducing systemic risk and improving market oversight' in the wake of the Dodd-Frank Act.
Quotes
has raised the number of shareholders a bank can have under which it’s allowed to deregister with the [Securities and Exchange Commission], from 300 to 1,200
Those 13 million shares represent 29 percent of the vote ... I had only expected around 20 percent. And according to the Securities and Exchange Commission you only need to win 3 percent to be able to present the resolution again next year.
Disclosure in reports and documents filed with or submitted to the U.S. Securities and Exchange Commission and in other public communications made by Yahoo! must be full, fair, accurate, timely and understandable…. Make sure information we disclose about our company is clear, truthful and accurate.More quotes »
Newsday's coverage
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Your Finances: finding an investment adviser
The Securities and Exchange Commission is taking its own sweet time coming up with a rule that would make all investment advisers put their clients' interest first.It's been almost a year and a half since the agency said it would pursue this so-called fi Read more »
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After JPMorgan loss, a call for stricter oversight
JPMorgan Chase faces intense criticism for claiming that a surprise $2 billion loss by one of its trading groups was the result of a sloppy but well-intentioned strategy to manage financial risk.More than three years after the financial industry almost c Read more »
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SEC "focused" on JPMorgan loss
The head of the Securities and Exchange Commission says the agency is focused on a surprise $2 billion trading loss by JPMorgan Chase .SEC Chairman Mary Schapiro told reporters "I think it's safe to say that all the regulators are focused on this." She d Read more »
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Suffolk Bancorp swings to a profit
Suffolk Bancorp, the Riverhead-based parent of the Suffolk County National Bank, said it earned $1.2 million or 12 cents a share in the first quarter of this year, compared with a loss of $7.6 million or 78 cents a share a year earlier.In a filing Thursd Read more »
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Yahoo confirms misleading info on new CEO's resume
A disgruntled Yahoo shareholder questioned the qualifications and integrity of recently hired CEO Scott Thompson after exposing a misrepresentation about the executives education.The fabrication confirmed Thursday by Yahoo Inc. gives New York hedge fund Read more »
Around the web
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Japan To Enlist SEC In Probe On Insider Trading
(Nikkei)--Japanese regulators will seek the cooperation of the U.S. Securities and Exchange Commission in investigating what they contend was insider trading by American investors in Tokyo Electric Power Co. (9501) stock. read full article... This article 1:09 PM from Nikkei News Read more »
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Dreyfus High Yield Strategies Fund Portfolio Holdings Now Available
for Dreyfus High Yield Strategies Fund (NYSE: DHF) for the fiscal year ended March 31, 2012 has been filed with the Securities and Exchange Commission o... more » NEW YORK--(BUSINESS WIRE)--On May 30, 2012, the Board of Trustees of Dreyfus High Yield Strategies 12:54 PM from Business Wire Read more »
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SEC Approves New 'Flash Crash' Safeguards
Jacob Bunge The Securities and Exchange Commission approved a long-awaited plan by U.S. stock exchanges to upgrade and broaden measures designed to guard markets against another "flash crash."Exchange operators will roll out the one-year pilot program beginning 12:48 PM from Wall Street Journal Read more »
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Big Banks Fail to Disclose European Exposure
January, U.S. banks received a Securities and Exchange Commission memo asking them to make public disclosures about their exposure to Europe’s challenged countries more transparent. Not all of them fully complied in the first quarter and now this may come 10:29 AM from Value Walk Read more »
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Startup lands $300K; ready to hire engineers
users, has received $300,000 in an angel round of funding, according to documents filed with the U.S. Securities and Exchange Commission. The Greeenwich, Conn.-based Internet startup will use the $300,000 of $500,000 offering to make its first “big engineering 9:43 AM from Mass High Tech Business News Read more »
