Securities and Exchange Commission
A view of the Securities and Exchange Commission headquarters May 3, 2013 in Washington, DC.
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As a listed company on the NYSE, we are regularly required to file information with the US Securities and Exchange Commission. This is a routine regulatory filing required by the SEC for the purpose of disclosing potential risks that may affect investors and is not a new development.
In this case, in July 2012, we shared a draft of the report with key policymakers and regulators from all over the world, including the Financial Stability Board (FSB), the Securities and Exchange Commission in the US and the UK's Financial Services Authority.
H.R. 1952--113th Congress: To amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission ....More quotes »
Newsday's coverage
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American Airlines set to file reorganization plan
the combined company, played up the importance of Monday's filings with the bankruptcy court in New York and the U.S. Securities and Exchange Commission."With these materials filed, we are one step closer to completing the merger, which we expect to occur Read more »
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NY appeals court puts stop to Madoff SEC lawsuit
federal appeals court in New York says defrauded investors cannot hold the Securities and Exchange Commission responsible for failing to expose Bernard Madoff 's Ponzi scheme.The 2nd U.S. Circuit Court of Appeals rejected the lawsuit by investors on Wednesday. Read more »
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Editorial: Mary Jo White can put light on corporate political spending
that Mary Jo White has been confirmed to head the Securities and Exchange Commission , she should do what Congress won't: Require corporations to disclose their independent political spending.With that one stroke, the SEC would fill the regulatory void the Read more »
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Penney ousts Johnson as CEO for predecessor
and J.C. Penney have yet to enter into an employment agreement, the company said in a separate filing with the Securities and Exchange Commission .The departure comes after a dismal first year on the job for Johnson, who arrived at J.C. Penney with great fanfare Read more »
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US probes Sanofi over blockbuster drug Plavix
about different responses to its blockbuster blood thinner Plavix.The French company said in a filing with the Securities and Exchange Commission last week that it learned in June about the investigation.It only said the investigation centered on "the variability Read more »
Around the web
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Stephen B. Blankenship and Deer Hill Financial Group, LLC. - Florida Securities Broker - Dealer Misappropriation FINRA Arbitration and Litigation Attorney
Securities and Exchange Commission ("Commission") recently announced that on May 16, 2013, the United States District Court for the District of Connecticut entered final judgments by consent in a previously filed enforcement action against Stephen B. Blankenship 5/19/13 from FindLaw: Attorney Blog Read more »
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ACS, GCI wait for regulatory approval on new network
Alaska Communications and General Communication, Inc. are working toward merging their infrastructure as the Alaska Wireless Network, a deal meant to better position both companies when Verizon Wireless enters the Alaska market. The new network, or AWN, 5/19/13 from Anchorage Daily News Read more »
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Cherry-Picking or Illicit Stock Allocation - South Florida Securities Misrepresentation and Breach of Fiduciary Duty FINRA Arbitration, State and Federal Litigation Attorney
Securities and Exchange Commission ("Commission") filed a civil injunctive complaint on May 16, 2013, in the United States District Court for the Northern District of Illinois relating to a fraudulent cherry-picking scheme conducted by Charles J. Dushek (Dushek 5/19/13 from FindLaw: Attorney Blog Read more »
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Alvarion's troubles mount as Wi-Fi sales fall
20-F consolidated financial statement that Alvarion Ltd. (Nasdaq: ALVR; TASE: ALVR) filed two weeks late with US Securities and Exchange Commission (SEC) mentions many problems reflecting the company's difficulties. Other data in the filing, however, may indicate 5/19/13 from Globes Online Read more »
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Method of determining 2013's Fortunate 50
Post-Gazette Fortunate 50 was determined by reviewing the most recent proxy statements filed with the Securities and Exchange Commission by 42 publicly held companies that have headquarters in the region. The compensation of more than 100 executives was analyzed. from Pittsburgh Post-Gazette Read more »